VP, Compliance – Retail & Digital Banking

Key Responsibilities

• Serving as a trusted advisor to assigned business units on compliance requirements and risk management practices
• Participating in cross-functional and agile initiatives as a compliance subject matter expert
• Collaborating across areas such as fair banking, CRA, AML/BSA, and program management to promote a unified compliance approach
• Providing input on new products, services, and strategies to ensure alignment with regulatory obligations and effective control design
• Identifying potential compliance gaps, partnering with leaders on corrective actions, and tracking remediation efforts to completion
• Conducting regulatory research to support business inquiries and implementation of new or revised regulations
• Monitoring key business indicators, complaints, policies, and governance activities to provide oversight and effective challenge
• Supporting process improvements to strengthen compliance controls and risk mitigation
• Coordinating responses to audits or regulatory reviews and ensuring appropriate follow-up actions are completed
• Reviewing marketing materials and customer communications for regulatory accuracy and clarity
• Contributing to compliance training design and delivery for assigned business units
• Leading and developing a small compliance team, fostering professional growth and continuous learning