Series 7 and 24 Licensed Marketing Analyst

A company is looking for a Marketing Regulatory Review Analyst.

Key Responsibilities

• Evaluate marketing materials and public communications for principal approval or necessary changes
• Review diverse content including stationery, websites, and announcement letters
• Consult with internal partners and advisors regarding marketing materials

Required Qualifications

• 3+ years of financial services experience in advertising / marketing compliance review
• Active Series 7 and Series 24 licenses required
• Strong knowledge of FINRA 2210, SEC, and state rules related to public communications
• Prior experience in a client-facing role
• Bachelor's degree preferred