Series 7 and 24 Licensed Marketing Analyst

A company is looking for a Marketing Regulatory Review Analyst.

Key Responsibilities

Evaluate marketing materials and public communications for principal approval or necessary changes

Review diverse content including stationery, websites, and announcement letters

Consult with internal partners and advisors regarding marketing materials

Required Qualifications

3+ years of financial services experience in advertising / marketing compliance review

Active Series 7 and Series 24 licenses required

Strong knowledge of FINRA 2210, SEC, and state rules related to public communications

Prior experience in a client-facing role

Bachelor's degree preferred